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FCA puts principals of appointed representatives on notice

The Financial Conduct Authority has identified major shortcomings in principal firms’ understanding of their regulatory responsibilities for their appointed representatives. Senior management of principal firms should take note 


Luxembourg: towards an industry-friendly implementation of PSD2?

The Luxembourg government has decided to maintain its current approach of having one law governing both payment services and e-money institutions

Latest News

MiFID II: FCA updates on rules for submitting position reports

The Financial Conduct Authority (FCA) has released details on reporting instructions for trading venues and investment firms submitting position reports under the MiFID II Directive.